CERTIFIED COMPLIANCE aNALYST OFFICER - CCA
Hosted By
ABMC International Limited -
An Accredited Training Firm by
Global Academy of Finance & Management - GAFM USA
Dates:
21 - 25 November 2022
Cape Town - South Africa
Recognized in over 150+ countries
ISO Certified 9001 & ISO 29990
» Investment directors
» Directors and Senior Managers
» COMPLIANCE DIRECTORS, MANAGERS, EXECUTIVES
» Internal Auditors
» Financial Analysts
» AML Professionals
» Finance Directors, Managers and Officers
» Auditors and Audit Managers
» Legal Advisers and Lawyers
» In-House Corporate Counsel
CCA
Who should attend?
» Investment directors
» Directors and Senior Managers
» Risk Managers
» Compliance Directors, Managers, Executives
» Finance Directors, Managers and Officers
» Auditors and Audit Managers
» Internal Auditors
» Financial Analysts
» AML Professionals
» Legal Advisers and Lawyers
» In-House Corporate Counsel
DAY SEVEN
Developing A Corporate Compliance Program Continued
Best practice principles
Monitoring and auditing
Implementation of Corporate Compliance
Implementation requirements
Case studies will be used to demonstrate how
organisations have implemented compliance programs
CERTIFIED COMPLIANCE ANALYST
REQUIREMENT:CERTIFIED COMPLIANCE ANALYST - CCA
Completed successfully the Certified
Compliance certification or Masters degree in Finance
discipline and over 5 years experience in Compliance role.
This seminar will help participants form solutions on:
» Corporate Governance
» Compliance Management
» Internal Audit and Control - gain visibility and oversight of material compliance processes and issues
» Regulatory Intelligence - reduce the burden of regulatory compliance
» Enterprise Risk Management - mitigate operational and enterprise risks
» Relationship Risk Management – fight fraud and money laundering to protect assets
» Compliance Training Effectively – fulfill compliance training requirements
MASTER COMPLIANCE ANALYST - MCA
Requirements:
Minimum of 1 Year Experience in Compliance,
Risk and Internal Audit or Finance & Bachelors Degree in
Finance or related Education e.g. Accounting, etc
THIS SEMINAR WILL HELP PARTICIPANTS FORM SOLUTIONS ON:
» Define the meaning of compliance for your organization and be capable of developing an organizational response to its demands.
» Know what drives your compliance exposure both at home and abroad.
» Understand the risk consequences of non-compliance.
» Appreciate the relationship between corporate governance and compliance, including the market expectation of that relationship.
» Understand the implications of Sarbanes Oxley for corporate accountability and ethical behavior.
» Understand how to produce a corporate compliance program tailored to your won organization.
» Learn how to optimize organizational structure for compliance.
In modern times there has been a significant shift in financial institutions worldwide, in terms of how they approach corporate governance, compliance, and risk management. There continues to be increasing stakeholder demands and growing public scrutiny resulting from monumental failures around the globe.
This program takes the participants’ previous training in Compliance to a new level, integrating an overview of complex case studies and enhanced technological solutions with a deeper exploration of the underpinnings of compliance management and how to most efficiently and appropriately achieve true firm-wide compliance.
More than an add on, the CCA Advance program is a master class in compliance and risk management
MCA
MASTER COMPLIANCE ANALYST
In modern times there has been a significant shift in financial institutions worldwide, in terms of how they approach
corporate governance, compliance, and risk management. There continues to be increasing stakeholder demands and
growing public scrutiny resulting from monumental failures around the globe.
This program takes the participants’ previous training in Compliance to a new level, integrating an overview of complex
case studies and enhanced technological solutions with a deeper exploration of the underpinnings of compliance
management and how to most efficiently and appropriately achieve true firm-wide compliance.
More than an add on, the CCA Advance program is a master class in compliance and risk management
Course Goals
This seminar will help participants form solutions on:
» Corporate Governance
» Compliance Management
» Internal Audit and Control - gain visibility and oversight of
material compliance processes and issues
» Regulatory Intelligence - reduce the burden of regulatory
compliance » Enterprise Risk Management - mitigate
operational and enterprise risks
» Relationship Risk Management – fight fraud and money
laundering to protect assets
» Compliance Training Effectively – fulfill compliance training
requirements
Skills Enhanced
» Optimize compliance management by describing
and allocating roles and tasks to the compliance
platform
» Tracking and reporting of compliance and risk
training content updated in response to key
regulatory developments
» Sophisticated data analytics feed into risk
assessment capabilities and board reporting tools
» Full audit trail for regulatory compliance and
reporting, an essential part of any ongoing
compliance and risk program
ABOUT OUR TRAINER
CRA
MEANS OF DELIVERY
.
short lectures, case studies analysis, open discussion
The course will be a mixture of short lectures, case studies analysis, open discussion and real life exercises for the audience on both an individual and team/group basis.
maximum audience of twenty (20) delegates
A maximum audience of twenty (20) delegates will be considered, enhancing interactivity between the audience and the course leader.
“Acquired good deal of Best Practices”
Head of Asset and Risk, Wegen Commercial Bank Ethiopia
REGISTRATION
Please fill in the form below to register for the event:
ONE DELEGATE
$2,690.00
per delegate
Inclusive of conference materials, conference fee, meals during the conference- Exclusive of:
Dinner
Transportation / Flights / Airport pick up
VISA Application fees
2 delegates & above
$2,490.00
per delegate
- Inclusive of conference materials, conference fee, meals during the conference
- Exclusive of:
Dinner
Transportation / Flights / Airport pick up
VISA Application fees